Qualifications

Thomas M. Nichols, dba Nichols Investment Advisors (NIA) is a Registered Investment Advisor in the states of California and Nevada providing investment advisory and management services. 

Mr. Nichols has over 30 years of personal and professional experience in the investment industry.  He holds a BS in Chemistry and an MBA in Finance from the University of Maryland.  He is a Chartered Financial Analyst (CFA) and a Chartered Life Underwriter (CLU) and has completed the Series 7 and Series 65 Securities exams.

Mr. Nichols is a former Senior Trader and Vice President of the Bank of America Securities Investment Division.  Mr. Nichols has conducted seminars and written newsletters on retirement planning and investment strategies.

Nichols Investment Advisors (NIA) is dedicated to developing lasting relationships with all our clients. We believe in helping you assess your financial goals and participate in the management of your finances.

One of the benefits of working with us is our ability to provide clear, easily understood explanations of financial products and services. The personalized program that we can provide is a roadmap to working toward a more independent financial future.

An Investment Advisor Disclosure Document (ADV-II) is available upon request.

We’re looking forward to using our expertise to help you achieve your financial goals.